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Self-regulatory organizations
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#	Item
421	SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-NASDAQApril 3, 2015 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Ru Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-04-03 14:58:36 Investment Stock market Finance New York Stock Exchange Financial markets NASDAQ Regulation NMS Order Securities Exchange Act Economy of the United States United States Securities and Exchange Commission Financial economics
422	SecondMarket Secondary Trading Developments SEC Advisory Committee on Small and Emerging Companies March 4, 2015 Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2015-03-03 18:58:37 Finance Financial system 73rd United States Congress United States Securities and Exchange Commission SecondMarket Municipal Securities Rulemaking Board Security Securities Act Securities Investor Protection Corporation Financial economics United States securities law Self-regulatory organizations
423	SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-NYSEArcaMarch 19, 2015 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-03-20 10:33:45 Exchange-traded funds Financial markets Funds Commodities market Gold exchange-traded product SPDR Gold Shares Gold as an investment London bullion market IShares Financial economics Investment Finance
424	SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-OCCMarch 19, 2015 Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule Change, as Modified by Amen Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-03-20 11:56:02 Options Clearing Corporation ACT
425	SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-BATSMarch 27, 2015 Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Chang Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-03-30 10:32:34 Financial system Direct Edge Consolidated Tape Association BATS Global Markets Securities Exchange Act Market data U.S. Securities and Exchange Commission Futures contract Securities regulation in the United States Financial markets Financial economics Finance
426	SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-PhlxMarch 19, 2015 Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-03-20 10:20:45 73rd United States Congress United States Securities and Exchange Commission Financial regulation United States Securities Exchange Act NASDAQ Philadelphia Stock Exchange Securities Act Financial Industry Regulatory Authority United States securities law Economy of the United States Self-regulatory organizations
427	SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-ISEApril 10, 2015 Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Pro Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-04-13 08:39:53 Stock market Financial system International Securities Exchange Rebate United States Securities and Exchange Commission Financial services Securities Exchange Act Broker-dealer Order Financial economics Financial markets Investment
428	SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-NYSEMKTMarch 19, 2015 Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amen Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-03-20 10:28:15 Financial economics Finance Financial system Securities Exchange Act U.S. Securities and Exchange Commission Short United States securities law United States Securities and Exchange Commission 73rd United States Congress
429	SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-NASDAQMarch 31, 2015 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed R Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-03-31 17:40:26 Investment Economy of New York City NASDAQ Options Clearing Corporation Securities Exchange Act Stock market Philadelphia Stock Exchange Market maker Costs Financial economics Financial markets Economy of the United States
430	SR-BXPage 26 of 26 Exhibit 5 Deleted text is [bracketed]. New text is underlined. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-04-14 18:41:37 Financial Industry Regulatory Authority NASDAQ Philadelphia Stock Exchange Boston Stock Exchange OMX Economy of the United States Self-regulatory organizations United States securities law

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